• What does The Securities and Exchange Commission do?

    Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside"...

    published: 14 Feb 2013
  • What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

    Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operat...

    published: 17 Nov 2015
  • SEC - The United States Securities And Exchange Commission

    What is SEC? The United States Securities and Exchange Comission was founded years and years ago to protect participants of the stock market. SEC offers services for investors and traders. You can use SEC EDGAR search to find financial information about any public stock. The United States Securities and Exchange Commission was create to protect participants of the stock market and to regulate buying and selling processess.

    published: 17 Feb 2015
  • I called the Securities & Exchange Commission. What they told me was SHOCKING !

    I wanted to know if a purchase of a stock i wanted to make would violate insider trading laws. more than a month ago I met with a company who wanted to invest in one of my portfolio companies. We never discussed their business. Only ours. But I liked the company. The next week their stock fell significantly after their earnings report. It was now at a price I wanted to buy it.The only non public information i have is that they have an interest in one of my companies. Would it be insider trading if i bought the stock ? I called the SEC to see if I could get this question answered. What I found shocked even me.

    published: 15 Aug 2014
  • Work at the Securities and Exchange Commission

    The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. A career with the Securities and Exchange Commission offers . . . Work that is exciting, challenging and meaningful. Experience working on cutting edge issues and an opportunity to make a difference for investors in America. Careers that broaden and deepen your already accomplished knowledge, skills and abilities. Opportunity to contribute to the future of investing in the United States. A challenging environment to work and learn with the nation's experts. Benefits, compensation, training, career expansion and a balance with your personal life.

    published: 09 Jan 2009
  • Securities and Exchange Commission (Philippines)

    See Securities and Exchange Commission for other similarly named organizations in other countries The Securities and Exchange Commission is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines. The SEC is an agency within the Office of the President of the Philippines. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video

    published: 08 Dec 2015
  • The United States Securities and Exchange Commission (SEC) Investigations

    Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.

    published: 07 Aug 2017
  • Finding and Understanding SEC Documents

    This video will teach you about the most common types of Securities and Exchange Commission (SEC) filings and will demonstrate how to use the EDGAR database (http://www.sec.gov/edgar.shtml) to conduct research about public companies.

    published: 05 Mar 2014
  • Know Your SEC Forms

    We play the most fun game in the world - Know Your SEC Forms. The 10-K, 10-Q, 8-K, and Form 4 are perhaps the most important filings you should know.

    published: 20 Feb 2015
  • SEC - Security & Exchange Commission - USA

    Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing publi...

    published: 07 Mar 2016
  • Extracting Financial Data From SEC.gov (EDGAR)

    This video shows how to find and extract financial data from the SEC.gov EDGAR database. We also show you a fast way to scour financial reports using built-in search tools to find relevant data for your financial modeling.

    published: 02 Jul 2014
  • What is the Securities and Exchange Commission?

    http://thebusinessprofessor.com/what-is-the-securities-and-exchange-commission/ What is the Securities and Exchange Commission?

    published: 10 Jun 2016
  • Mark Cuban: SEC Is Worthless | CNBC

    Billionaire and NBA owner Mark Cuban talks about the SEC investigation of him that occurred under Christopher Cox's leadership. » Subscribe to CNBC: http://cnb.cx/SubscribeCNBC About CNBC: From 'Wall Street' to 'Main Street' to award winning original documentaries and Reality TV series, CNBC has you covered. Experience special sneak peeks of your favorite shows, exclusive video and more. Connect with CNBC News Online Get the latest news: http://www.cnbc.com Find CNBC News on Facebook: http://cnb.cx/LikeCNBC Follow CNBC News on Twitter: http://cnb.cx/FollowCNBC Follow CNBC News on Google+: http://cnb.cx/PlusCNBC Follow CNBC News on Instagram: http://cnb.cx/InstagramCNBC Mark Cuban: SEC Is Worthless | CNBC

    published: 10 Dec 2014
  • Security Exchange Commission Requirement for Registration and Additional Requirements for Registrati

    published: 14 Nov 2014
  • The Only Thing Working At The SEC Is The Revolving Door

    "A lawyer from America's Securities and Exchange Commission (SEC) has launched a broadside against his bosses during a leaving speech, accusing them of being too soft on wayward Wall Street chiefs in the wake of the 2008 credit crisis. James Kidney, who retired from the SEC this month after 24 years with the organisation, said in his leaving speech that his bosses had been too 'tentative and fearful' when tackling the behaviour of banking giants. As around 70 SEC lawyers and alumni looked on, Mr Kidney bemoaned the SEC's focus on being polite."* Steve Oh, Jimmy Dore (The Jimmy Dore Show), Malcolm Fleschner (Executive Producer, The Point) and Jackie Koppell break it down. *Read more here from Ted Thornhill / Daily Mail: http://www.dailymail.co.uk/news/article-2600475/Too-tentative-fearfu...

    published: 13 Apr 2014
  • The New Deal-FDIC & SEC (A Documentary)

    A documentary crafted by Arthur Lance and Loki Miller. Yeah it's dry, but no one's gonna see it anyways.

    published: 06 May 2007
  • Checking SEC-registered companies

    A short HOW-TO video on checking SEC-registered online companies like Bizmates Philippines, Inc.

    published: 05 Jun 2015
  • What Does the Securities and Exchange Commission Do? Rules, Regulations (1989)

    Prior to the enactment of the federal securities laws and the creation of the SEC, there existed so-called blue sky laws. They were enacted and enforced at the state level, and regulated the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws varied among states, they all required the registration of all securities offerings and sales, as well as of every U.S. stockbroker and brokerage firm.[4] However, these blue sky laws were generally found to be ineffective. For example, the Investment Bankers Association told its members as early as 1915 that they could "ignore" blue sky laws by making securities offerings across state lines through the mail.[5] After holding hearings on abuses on interstate frauds (commonly known as the Peco...

    published: 23 Jul 2015
  • Security and Exchange Commission (SEC)

    In a post stock market crash commercial, I tell you everything that you need to know about the Security and Exchange Commission (SEC) implemented by Franklin D. Roosevelt. Beware of the over exaggerated personalities and expressions. I hope you all enjoy my not so good attempt at being funny... Watching this video will only take... you guessed it... A "SEC"

    published: 06 Apr 2015
  • Securities And Exchange Commission

    An Easy Overview Of The Securities And Exchange Commission

    published: 06 Nov 2012
  • Re. Ackerman Flogging the SEC (Madoff)

    THE BEST!

    published: 16 Feb 2009
  • Will The SEC Stop Ethereum ICOs?

    https://youtu.be/2jOFOkZaVqs # Today I want to talk about the press release regarding ICO sales published by the Securities and Exchange Commission yesterday. # It's important to note the fine print at the very end of the report: "This is neither legal interpretation nor a statement of SEC policy." # This entire report is a cautionary advisory and clearly states that some ICOs may be securities while some maybe exempt. The SEC report did not provide any examples as to which type of ICOs are exempt either. The purpose of the report was to caution investors of the potential risks involved in dealing with blockchain technology. # It's important for the community to continue to question the authorities jurisdiction over crypto and not to vote for politicians and representatives who do not...

    published: 26 Jul 2017
  • SECURITIES EXCHANGE COMMISSION

    published: 19 May 2015
  • The SEC Internship Experience

    The Securities and Exchange Commission Internship Program is offered in Washington, D.C. and 11 other cities including Los Angeles, New York, Chicago, and Miami. Though these are volunteer opportunities, they offer students responsibilities and practical experiences that not only complement their classroom work but also promote their careers. Through the duration of their experience, students work with Commission staff on several division specific projects. Additionally, students may participate in seminars and workshops on various aspects of Federal securities laws. Take a moment to hear what our interns have to say about their experience with the Securities and Exchange Commission. For more information visit www.sec.gov/jobs/jobs_students.shtml

    published: 29 May 2013
developed with YouTube
What does The Securities and Exchange Commission do?

What does The Securities and Exchange Commission do?

  • Order:
  • Duration: 2:41
  • Updated: 14 Feb 2013
  • views: 20815
videos
Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside" information that is not yet available to the public. So, the SEC is like an investment police force!
https://wn.com/What_Does_The_Securities_And_Exchange_Commission_Do
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

  • Order:
  • Duration: 30:14
  • Updated: 17 Nov 2015
  • views: 3016
videos
Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
https://wn.com/What_Is_The_Securities_Exchange_Commission_Is_It_Effective_U.S._Finance
SEC - The United States Securities And Exchange Commission

SEC - The United States Securities And Exchange Commission

  • Order:
  • Duration: 3:01
  • Updated: 17 Feb 2015
  • views: 3218
videos
What is SEC? The United States Securities and Exchange Comission was founded years and years ago to protect participants of the stock market. SEC offers services for investors and traders. You can use SEC EDGAR search to find financial information about any public stock. The United States Securities and Exchange Commission was create to protect participants of the stock market and to regulate buying and selling processess.
https://wn.com/Sec_The_United_States_Securities_And_Exchange_Commission
I called the Securities & Exchange Commission. What they told me was SHOCKING !

I called the Securities & Exchange Commission. What they told me was SHOCKING !

  • Order:
  • Duration: 6:13
  • Updated: 15 Aug 2014
  • views: 13618
videos
I wanted to know if a purchase of a stock i wanted to make would violate insider trading laws. more than a month ago I met with a company who wanted to invest in one of my portfolio companies. We never discussed their business. Only ours. But I liked the company. The next week their stock fell significantly after their earnings report. It was now at a price I wanted to buy it.The only non public information i have is that they have an interest in one of my companies. Would it be insider trading if i bought the stock ? I called the SEC to see if I could get this question answered. What I found shocked even me.
https://wn.com/I_Called_The_Securities_Exchange_Commission._What_They_Told_Me_Was_Shocking
Work at the Securities and Exchange Commission

Work at the Securities and Exchange Commission

  • Order:
  • Duration: 3:42
  • Updated: 09 Jan 2009
  • views: 10038
videos
The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. A career with the Securities and Exchange Commission offers . . . Work that is exciting, challenging and meaningful. Experience working on cutting edge issues and an opportunity to make a difference for investors in America. Careers that broaden and deepen your already accomplished knowledge, skills and abilities. Opportunity to contribute to the future of investing in the United States. A challenging environment to work and learn with the nation's experts. Benefits, compensation, training, career expansion and a balance with your personal life.
https://wn.com/Work_At_The_Securities_And_Exchange_Commission
Securities and Exchange Commission (Philippines)

Securities and Exchange Commission (Philippines)

  • Order:
  • Duration: 2:35
  • Updated: 08 Dec 2015
  • views: 1514
videos
See Securities and Exchange Commission for other similarly named organizations in other countries The Securities and Exchange Commission is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines. The SEC is an agency within the Office of the President of the Philippines. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
https://wn.com/Securities_And_Exchange_Commission_(Philippines)
The United States Securities and Exchange Commission (SEC) Investigations

The United States Securities and Exchange Commission (SEC) Investigations

  • Order:
  • Duration: 2:46
  • Updated: 07 Aug 2017
  • views: 109
videos
Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.
https://wn.com/The_United_States_Securities_And_Exchange_Commission_(Sec)_Investigations
Finding and Understanding SEC Documents

Finding and Understanding SEC Documents

  • Order:
  • Duration: 4:20
  • Updated: 05 Mar 2014
  • views: 3212
videos
This video will teach you about the most common types of Securities and Exchange Commission (SEC) filings and will demonstrate how to use the EDGAR database (http://www.sec.gov/edgar.shtml) to conduct research about public companies.
https://wn.com/Finding_And_Understanding_Sec_Documents
Know Your SEC Forms

Know Your SEC Forms

  • Order:
  • Duration: 3:53
  • Updated: 20 Feb 2015
  • views: 4529
videos
We play the most fun game in the world - Know Your SEC Forms. The 10-K, 10-Q, 8-K, and Form 4 are perhaps the most important filings you should know.
https://wn.com/Know_Your_Sec_Forms
SEC - Security & Exchange Commission - USA

SEC - Security & Exchange Commission - USA

  • Order:
  • Duration: 1:48
  • Updated: 07 Mar 2016
  • views: 1588
videos
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing public. 2. The Division of Trading and Markets ensures fairness, order and efficiency in market activities. 3. The Division of Investment Management helps protect investors and encourages capital formation through oversight and regulation of the investment management industry. 4. The Division of Enforcement investigates securities law violations and initiates civil and criminal actions. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC. By Barry Norman, Investors Trading Academy - ITA
https://wn.com/Sec_Security_Exchange_Commission_USA
Extracting Financial Data From SEC.gov (EDGAR)

Extracting Financial Data From SEC.gov (EDGAR)

  • Order:
  • Duration: 9:05
  • Updated: 02 Jul 2014
  • views: 9447
videos
This video shows how to find and extract financial data from the SEC.gov EDGAR database. We also show you a fast way to scour financial reports using built-in search tools to find relevant data for your financial modeling.
https://wn.com/Extracting_Financial_Data_From_Sec.Gov_(Edgar)
What is the Securities and Exchange Commission?

What is the Securities and Exchange Commission?

  • Order:
  • Duration: 2:02
  • Updated: 10 Jun 2016
  • views: 138
videos
http://thebusinessprofessor.com/what-is-the-securities-and-exchange-commission/ What is the Securities and Exchange Commission?
https://wn.com/What_Is_The_Securities_And_Exchange_Commission
Mark Cuban: SEC Is Worthless | CNBC

Mark Cuban: SEC Is Worthless | CNBC

  • Order:
  • Duration: 2:33
  • Updated: 10 Dec 2014
  • views: 10171
videos
Billionaire and NBA owner Mark Cuban talks about the SEC investigation of him that occurred under Christopher Cox's leadership. » Subscribe to CNBC: http://cnb.cx/SubscribeCNBC About CNBC: From 'Wall Street' to 'Main Street' to award winning original documentaries and Reality TV series, CNBC has you covered. Experience special sneak peeks of your favorite shows, exclusive video and more. Connect with CNBC News Online Get the latest news: http://www.cnbc.com Find CNBC News on Facebook: http://cnb.cx/LikeCNBC Follow CNBC News on Twitter: http://cnb.cx/FollowCNBC Follow CNBC News on Google+: http://cnb.cx/PlusCNBC Follow CNBC News on Instagram: http://cnb.cx/InstagramCNBC Mark Cuban: SEC Is Worthless | CNBC
https://wn.com/Mark_Cuban_Sec_Is_Worthless_|_Cnbc
Security Exchange Commission Requirement for Registration and Additional Requirements for Registrati

Security Exchange Commission Requirement for Registration and Additional Requirements for Registrati

  • Order:
  • Duration: 3:52
  • Updated: 14 Nov 2014
  • views: 926
videos
https://wn.com/Security_Exchange_Commission_Requirement_For_Registration_And_Additional_Requirements_For_Registrati
The Only Thing Working At The SEC Is The Revolving Door

The Only Thing Working At The SEC Is The Revolving Door

  • Order:
  • Duration: 9:02
  • Updated: 13 Apr 2014
  • views: 40627
videos
"A lawyer from America's Securities and Exchange Commission (SEC) has launched a broadside against his bosses during a leaving speech, accusing them of being too soft on wayward Wall Street chiefs in the wake of the 2008 credit crisis. James Kidney, who retired from the SEC this month after 24 years with the organisation, said in his leaving speech that his bosses had been too 'tentative and fearful' when tackling the behaviour of banking giants. As around 70 SEC lawyers and alumni looked on, Mr Kidney bemoaned the SEC's focus on being polite."* Steve Oh, Jimmy Dore (The Jimmy Dore Show), Malcolm Fleschner (Executive Producer, The Point) and Jackie Koppell break it down. *Read more here from Ted Thornhill / Daily Mail: http://www.dailymail.co.uk/news/article-2600475/Too-tentative-fearful-SEC-attorney-blasts-OWN-bosses-accusing-failing-rein-Wall-Street-leaders-financial-crisis.html ********** The Largest Online News Show in the World. Hosted by Cenk Uygur and Ana Kasparian. LIVE STREAMING weekdays 6-8pm ET. Young Turk (n), 1. Young progressive or insurgent member of an institution, movement, or political party. 2. Young person who rebels against authority or societal expectations. (American Heritage Dictionary) The Young Turks (Winner - Best Political Podcast & Best Political News Site of 2009) were the first original talk show on Sirius satellite radio and the first live, daily webcast on the internet. But that is not the revolution. We are a rare show that combines all of the news that people care about in one place. We are not afraid to talk about politics and entertainment and sports and pop culture. But that is not the revolution either. The real revolution is in daring to be honest with people. We don't patronize our viewers or lie to them. We have real conversations and deliver the news honestly. Download audio and video of the full two hour show on-demand + the members-only post game show by becoming a member at http://www.tytnetwork.com/tytmembership. Your membership supports the day to day operations and is vital for our continued success and growth. Join The Young Turks Network mailing list https://www.tytnetwork.com/secure/sign-up-free/ or Support The Young Turks by Subscribing http://www.youtube.com/user/theyoungturks?sub_confirmation=1 Like Us on Facebook: http://www.facebook.com/TheYoungTurks Follow Us on Twitter: http://www.twitter.com/TheYoungTurks Support TYT for FREE by doing your Amazon shopping through this link (bookmark it!) http://www.amazon.com/?tag=theyoungturks-20 Get your TYT Merch: http://shoptyt.com or http://theyoungturks.spreadshirt.com/
https://wn.com/The_Only_Thing_Working_At_The_Sec_Is_The_Revolving_Door
The New Deal-FDIC & SEC (A Documentary)

The New Deal-FDIC & SEC (A Documentary)

  • Order:
  • Duration: 4:17
  • Updated: 06 May 2007
  • views: 11691
videos
A documentary crafted by Arthur Lance and Loki Miller. Yeah it's dry, but no one's gonna see it anyways.
https://wn.com/The_New_Deal_Fdic_Sec_(A_Documentary)
Checking SEC-registered companies

Checking SEC-registered companies

  • Order:
  • Duration: 0:43
  • Updated: 05 Jun 2015
  • views: 1724
videos
A short HOW-TO video on checking SEC-registered online companies like Bizmates Philippines, Inc.
https://wn.com/Checking_Sec_Registered_Companies
What Does the Securities and Exchange Commission Do? Rules, Regulations (1989)

What Does the Securities and Exchange Commission Do? Rules, Regulations (1989)

  • Order:
  • Duration: 34:33
  • Updated: 23 Jul 2015
  • views: 1415
videos
Prior to the enactment of the federal securities laws and the creation of the SEC, there existed so-called blue sky laws. They were enacted and enforced at the state level, and regulated the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws varied among states, they all required the registration of all securities offerings and sales, as well as of every U.S. stockbroker and brokerage firm.[4] However, these blue sky laws were generally found to be ineffective. For example, the Investment Bankers Association told its members as early as 1915 that they could "ignore" blue sky laws by making securities offerings across state lines through the mail.[5] After holding hearings on abuses on interstate frauds (commonly known as the Pecora Commission), Congress passed the Securities Act of 1933 (15 U.S.C. § 77a), which regulates interstate sales of securities (original issues) at the federal level. The subsequent Securities Exchange Act of 1934 (15 U.S.C. § 78d) regulates sales of securities in the secondary market. Section 4 of the 1934 act created the U.S. Securities and Exchange Commission to enforce the federal securities laws; both laws are considered parts of Franklin D. Roosevelt's New Deal raft of legislation. The Securities Act of 1933 is also known as the "Truth in Securities Act" and the "Federal Securities Act”, or just the "1933 Act." Its goal was to increase public trust in the capital markets by requiring uniform disclosure of information about public securities offerings. The primary drafters of 1933 Act were Huston Thompson, a former Federal Trade Commission (FTC) chairman, and Walter Miller and Ollie Butler, two attorneys in the Commerce Department's Foreign Service Division, with input from Supreme Court Justice Louis Brandeis. For the first year of the law's enactment, the enforcement of the statute rested with the Federal Trade Commission, but this power was transferred to the SEC following its creation in 1934. (Interestingly, the first, rejected draft of the Securities Act written by Samuel Untermyer vested these powers in the U.S. Post Office, because Untermyer believed that only by vesting enforcement powers with the postal service could the constitutionality of the act be assured.[5]) The law requires that issuing companies register distributions of securities with the SEC prior to interstate sales of these securities, so that investors may have access to basic financial information about issuing companies and risks involved in investing in the securities in question. Since 1994, most registration statements (and associated materials) filed with the SEC can be accessed via the SEC’s online system, EDGAR.[6] The Securities Exchange Act of 1934 is also known as "the Exchange Act" or "the 1934 Act". This act regulates secondary trading between individuals and companies which are often unrelated to the original issuers of securities. Entities under the SEC’s authority include securities exchanges with physical trading floors such as the New York Stock Exchange (NYSE), self-regulatory organizations (SROs) such as the National Association of Securities Dealers (NASD), the Municipal Securities Rulemaking Board (MSRB), online trading platforms such as the NASDAQ Stock Market (NASDAQ) and alternative trading systems (ATSs), and any other persons (e.g., securities brokers) engaged in transactions for the accounts of others.[7] President Roosevelt appointed Joseph P. Kennedy, Sr., father of President John F. Kennedy, to serve as the first Chairman of the SEC, along with James M. Landis (one of the architects of the 1934 Act and other New Deal legislation) and Ferdinand Pecora (Chief Counsel to the United States Senate Committee on Banking and Currency during its investigation of Wall Street banking and stock brokerage practices). Other prominent SEC commissioners and chairmen include William O. Douglas (who went on to be a U.S. Supreme Court justice), Jerome Frank (one of the leaders of the legal realism movement), and William J. Casey (who later headed the Central Intelligence Agency under President Ronald Reagan). https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
https://wn.com/What_Does_The_Securities_And_Exchange_Commission_Do_Rules,_Regulations_(1989)
Security and Exchange Commission (SEC)

Security and Exchange Commission (SEC)

  • Order:
  • Duration: 2:15
  • Updated: 06 Apr 2015
  • views: 280
videos
In a post stock market crash commercial, I tell you everything that you need to know about the Security and Exchange Commission (SEC) implemented by Franklin D. Roosevelt. Beware of the over exaggerated personalities and expressions. I hope you all enjoy my not so good attempt at being funny... Watching this video will only take... you guessed it... A "SEC"
https://wn.com/Security_And_Exchange_Commission_(Sec)
Securities And Exchange Commission

Securities And Exchange Commission

  • Order:
  • Duration: 1:02
  • Updated: 06 Nov 2012
  • views: 1892
videos https://wn.com/Securities_And_Exchange_Commission
Re. Ackerman Flogging the SEC (Madoff)

Re. Ackerman Flogging the SEC (Madoff)

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  • Duration: 6:53
  • Updated: 16 Feb 2009
  • views: 28308
videos
THE BEST!
https://wn.com/Re._Ackerman_Flogging_The_Sec_(Madoff)
Will The SEC Stop Ethereum ICOs?

Will The SEC Stop Ethereum ICOs?

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  • Duration: 4:45
  • Updated: 26 Jul 2017
  • views: 967
videos
https://youtu.be/2jOFOkZaVqs # Today I want to talk about the press release regarding ICO sales published by the Securities and Exchange Commission yesterday. # It's important to note the fine print at the very end of the report: "This is neither legal interpretation nor a statement of SEC policy." # This entire report is a cautionary advisory and clearly states that some ICOs may be securities while some maybe exempt. The SEC report did not provide any examples as to which type of ICOs are exempt either. The purpose of the report was to caution investors of the potential risks involved in dealing with blockchain technology. # It's important for the community to continue to question the authorities jurisdiction over crypto and not to vote for politicians and representatives who do not support the free trade of blockchain technology. # What do you think? Will The SEC Stop Ethereum ICOs? Leave a comment below. ## Related links: SEC Issues Investigative Report Concluding DAO Tokens, a Digital Asset, Were Securities U.S. Securities Laws May Apply to Offers, Sales, and Trading of Interests in Virtual Organizations https://www.sec.gov/news/press-release/2017-131 Investor Bulletin: Initial Coin Offerings https://www.sec.gov/oiea/investor-alerts-and-bulletins/ib_coinofferings - Join Genesis now! Start mining Bitcoin Get a 3% discount. Use promo code zM3Ejh https://www.genesis-mining.com/a/836035 Get 25% off Cryptopay. The best Bitcoin debit card https://cryptopay.me/join/6eb8b3f2 Join Coinbase. Buy $100 of Bitcoin, Ethereum, or Litecoin with US Dollars and we'll both get $10. https://www.coinbase.com/join/564c995999b03f11f70001a9 Follow https://steemit.com/@champagnecrypto *This is is not investment advice. Dealing with crypto involves a risk of loss. Please buy, trade, or invest, at your own risk.
https://wn.com/Will_The_Sec_Stop_Ethereum_Icos
SECURITIES EXCHANGE COMMISSION

SECURITIES EXCHANGE COMMISSION

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  • Duration: 5:04
  • Updated: 19 May 2015
  • views: 362
videos
https://wn.com/Securities_Exchange_Commission
The SEC Internship Experience

The SEC Internship Experience

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  • Duration: 1:19
  • Updated: 29 May 2013
  • views: 14080
videos
The Securities and Exchange Commission Internship Program is offered in Washington, D.C. and 11 other cities including Los Angeles, New York, Chicago, and Miami. Though these are volunteer opportunities, they offer students responsibilities and practical experiences that not only complement their classroom work but also promote their careers. Through the duration of their experience, students work with Commission staff on several division specific projects. Additionally, students may participate in seminars and workshops on various aspects of Federal securities laws. Take a moment to hear what our interns have to say about their experience with the Securities and Exchange Commission. For more information visit www.sec.gov/jobs/jobs_students.shtml
https://wn.com/The_Sec_Internship_Experience
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