• What does The Securities and Exchange Commission do?

    Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside"...

    published: 14 Feb 2013
  • What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

    Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operat...

    published: 17 Nov 2015
  • SEC - The United States Securities And Exchange Commission

    What is SEC? The United States Securities and Exchange Comission was founded years and years ago to protect participants of the stock market. SEC offers services for investors and traders. You can use SEC EDGAR search to find financial information about any public stock. The United States Securities and Exchange Commission was create to protect participants of the stock market and to regulate buying and selling processess.

    published: 17 Feb 2015
  • SEC - Security & Exchange Commission - USA

    Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing publi...

    published: 07 Mar 2016
  • I called the Securities & Exchange Commission. What they told me was SHOCKING !

    I wanted to know if a purchase of a stock i wanted to make would violate insider trading laws. more than a month ago I met with a company who wanted to invest in one of my portfolio companies. We never discussed their business. Only ours. But I liked the company. The next week their stock fell significantly after their earnings report. It was now at a price I wanted to buy it.The only non public information i have is that they have an interest in one of my companies. Would it be insider trading if i bought the stock ? I called the SEC to see if I could get this question answered. What I found shocked even me.

    published: 15 Aug 2014
  • Mark Cuban: SEC Is Worthless | CNBC

    Billionaire and NBA owner Mark Cuban talks about the SEC investigation of him that occurred under Christopher Cox's leadership. » Subscribe to CNBC: http://cnb.cx/SubscribeCNBC About CNBC: From 'Wall Street' to 'Main Street' to award winning original documentaries and Reality TV series, CNBC has you covered. Experience special sneak peeks of your favorite shows, exclusive video and more. Connect with CNBC News Online Get the latest news: http://www.cnbc.com Find CNBC News on Facebook: http://cnb.cx/LikeCNBC Follow CNBC News on Twitter: http://cnb.cx/FollowCNBC Follow CNBC News on Google+: http://cnb.cx/PlusCNBC Follow CNBC News on Instagram: http://cnb.cx/InstagramCNBC Mark Cuban: SEC Is Worthless | CNBC

    published: 10 Dec 2014
  • Checking SEC-registered companies

    A short HOW-TO video on checking SEC-registered online companies like Bizmates Philippines, Inc.

    published: 05 Jun 2015
  • The Securities Exchange Commission: Priorities Going Forward

    September 5, 2017 Hosted by: the Institute for Corporate Governance and Finance, the Program on Corporate Compliance and Enforcement, and the Pollack Center Panelists: Jay Clayton, Chairman, Securities and Exchange Commission Stephanie Avakian, Co-Director, Division of Enforcement Steven Pekin, Co-Director, Division of Enforcement Peter Driscoll, Acting Director, Office of Compliance Moderators: Jennifer Arlen, Norma Z. Paige Professor of Law, Co-Director, Program on Corporate Compliance and Enforcement Edward Rock, Professor of Law, Director, Institute for Corporate Governance and Finance

    published: 11 Sep 2017
  • Finding and Understanding SEC Documents

    This video will teach you about the most common types of Securities and Exchange Commission (SEC) filings and will demonstrate how to use the EDGAR database (http://www.sec.gov/edgar.shtml) to conduct research about public companies.

    published: 05 Mar 2014
  • Work at the Securities and Exchange Commission

    The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. A career with the Securities and Exchange Commission offers . . . Work that is exciting, challenging and meaningful. Experience working on cutting edge issues and an opportunity to make a difference for investors in America. Careers that broaden and deepen your already accomplished knowledge, skills and abilities. Opportunity to contribute to the future of investing in the United States. A challenging environment to work and learn with the nation's experts. Benefits, compensation, training, career expansion and a balance with your personal life.

    published: 09 Jan 2009
  • Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission...

    BTC: 174V3C7GThSEU4rVsaqEfCfwUCYFRWhe1y LTC: LS15CiYM4e7H5vWicByhvMUbBGvrBav83g ETH: 0x942554b0afcc2cd40596f8e0bfa2eaf220094a72

    published: 31 Jan 2018
  • Bitconnect United States Securities Exchange

    Had a meeting this morning with the United States Securities Exchange Commission. It is confidential so I can't speak about it but they are on the job.

    published: 06 Feb 2018
  • The SEC to Save Crypto? Incoming SUPER BULLISH News

    💙 Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission set to meet. Witness panel testimonies are super bullish! 🤑 My Favourite Exchange: https://goo.gl/xvvjrt 🤗 KuCoin: https://goo.gl/aC6Z7d 💰 Buy Bitcoin Through Coinbase: https://goo.gl/KNeSvo 🔒 Recommended Wallet - Ledger Nano S: https://goo.gl/ejMrcu 🙃 More of me: ◆ Join the Slack Community!: www.ichatcrypto.com ◆ onG Social: https://ong.social/cryptodaily ◆ Steemit: https://steemit.com/@crypto-daily ◆ Instagram: @crypto_daily ◆ Twitter: https://twitter.com/Crypto_Daily ◆ Facebook: https://www.facebook.com/thecryptodaily/ ⚡ No donations accepted, but if you'd like to support me, please throw this video a like! ⭐ Links! ◆ SEC Testimonies: http://bit....

    published: 06 Feb 2018
  • The Only Thing Working At The SEC Is The Revolving Door

    "A lawyer from America's Securities and Exchange Commission (SEC) has launched a broadside against his bosses during a leaving speech, accusing them of being too soft on wayward Wall Street chiefs in the wake of the 2008 credit crisis. James Kidney, who retired from the SEC this month after 24 years with the organisation, said in his leaving speech that his bosses had been too 'tentative and fearful' when tackling the behaviour of banking giants. As around 70 SEC lawyers and alumni looked on, Mr Kidney bemoaned the SEC's focus on being polite."* Steve Oh, Jimmy Dore (The Jimmy Dore Show), Malcolm Fleschner (Executive Producer, The Point) and Jackie Koppell break it down. *Read more here from Ted Thornhill / Daily Mail: http://www.dailymail.co.uk/news/article-2600475/Too-tentative-fearfu...

    published: 13 Apr 2014
  • The United States Securities and Exchange Commission (SEC) Investigations

    Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.

    published: 07 Aug 2017
  • Securities and Exchange Commission (Philippines)

    See Securities and Exchange Commission for other similarly named organizations in other countries The Securities and Exchange Commission is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines. The SEC is an agency within the Office of the President of the Philippines. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video

    published: 08 Dec 2015
  • Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission

    Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission This is a video I believe anyone investing or getting into cryptocurrency should watch, understand, and learn. This meeting alone has been one of the reasons that nearly all cryptocurrencies are rising. The government can not regulate and is having problems with their own internal guidelines and rules for stocks, bonds, 401k, currency, and a whole bunch more. Why are they getting their hands into cryptocurrency? They do not have anything under control now. Should they start regulating Pokemon Cards as well? Some really good points being brought up for example with Russia and India wanting to create their own Cryptocurrency how will the United States t...

    published: 07 Feb 2018
  • What is the Securities and Exchange Commission?

    http://thebusinessprofessor.com/what-is-the-securities-and-exchange-commission/ What is the Securities and Exchange Commission?

    published: 10 Jun 2016
  • Keynote Speakers: Securities and Exchange Commission

    Nadia Brannon - Member at Distributed Ledger Technology Working Group, SEC Nadia is an econometrician by training and is a certified fraud examiner. Prior to SEC, she was an executive director with Ernst & Young in San Francisco where she led forensic data analytics practice. Zachary Fallon - Special Counsel in the Office of Small Business Policy, SEC Zachary joined the SEC in 2009 as an Attorney-Advisor in the Office of the General Counsel, and most recently served as Senior Special Counsel to the Director of the Division of Corporation Finance. Victor Hong - Senior Counsel in the Division of Enforcement, SEC Victor has extensive experience investigating and litigating potential securities law violations. Beforehand, he was in private practice with a large New York law firm and a law cl...

    published: 15 Dec 2017
  • Introduction to The Securities And Exchange Commission of Pakistan (SECP)

    This video production is presented by London View Chambers, a set of Barristers' Chambers that is headquartered in London. The Barristers at London View Chambers specialise, amongst other areas of law, in financial regulation and compliance in European, North American and Asian continents. The Securities and Exchange Commission of Pakistan is the regulator of corporate sector, capital markets, insurance sector and Non-bank Finance Corporations (NBFCs) in Pakistan. SECP is a large organisation with an array of departments and has an army of staff. It is getting even bigger, more efficient and more organised. This video explains SECP's structure, the hierarchy of its officers, the working of various departments and their inter-relationship. A production of LONDON ART & MEDIA

    published: 18 Oct 2017
  • Security Exchange Commission Requirement for Registration and Additional Requirements for Registrati

    published: 14 Nov 2014
  • The Securities Act of 1933 and the Securities Exchange Act of 1934

    This video discusses how the Securities Act of 1933 and the Securities Exchange Act of 1934 affected financial accounting in the United States. These acts created the Securities and Exchange Commission (SEC) and require publicly-traded companies to be registered with the SEC. Publicly-traded companies must file an annual report (the 10-K), a quarterly report (the 10-Q), and a report whenever there is a material event (the 8-K) such as a bankruptcy, change of ownership, etc. This significantly increased the regulation for public companies in the U.S. and increased protections for investors. Edspira is your source for business and financial education. To view the entire video library for free, visit http://www.Edspira.com To like Edspira on Facebook, visit https://www.facebook.com...

    published: 20 Aug 2017
  • Bangladesh Securities and Exchange Commission

    Video on capital market

    published: 05 Jan 2017
  • The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Tra

    The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Live stream your amazing moments via DU Recorder . Share games, movies, TV shows and matches with more people: Android : https://goo.gl/s9D6Mf iOS : https://goo.gl/uT8CJq

    published: 06 Feb 2018
  • Securities and Exchange Commission

    published: 28 Apr 2016
  • Securities and Exchange Commission

    published: 07 Apr 2016
  • 3. Securities and Exchange Commission

    3. Securities and Exchange Commission

    published: 27 Sep 2016
  • Securities and Exchange Commissions

    published: 07 Feb 2014
  • Securities and Exchange Commission

    published: 05 Feb 2014
developed with YouTube
What does The Securities and Exchange Commission do?

What does The Securities and Exchange Commission do?

  • Order:
  • Duration: 2:41
  • Updated: 14 Feb 2013
  • views: 23194
videos
Any questions? The Securities and Exchange Commission is a government entity created to regulate the trading in securities such as stocks and bonds. The "SEC" as it is known was created after the Great Depression to protect the public by regulating the trading in stocks and bonds. The goal is for the average investor, Joe Q, to have access to the same information as the executives who oversee or work for the public companies that are traded on the exchanges. All public companies must file their results with the SEC on a periodic basis, usually each quarter so that the public has access to the same information as the company executives. Also, the SEC makes sure that the "insiders" who work for the companies, do not have an unfair advantage to invest or trade in securities based on "inside" information that is not yet available to the public. So, the SEC is like an investment police force!
https://wn.com/What_Does_The_Securities_And_Exchange_Commission_Do
What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

What Is the Securities & Exchange Commission? Is It Effective? U.S. Finance

  • Order:
  • Duration: 30:14
  • Updated: 17 Nov 2015
  • views: 3786
videos
Within the SEC, there are five divisions. Headquartered in Washington, D.C., the SEC has 11 regional offices throughout the US. The SEC's divisions are:[10] Corporation Finance Trading and Markets Investment Management Enforcement Economic and Risk Analysis Corporation Finance is the division that oversees the disclosure made by public companies, as well as the registration of transactions, such as mergers, made by companies. The division is also responsible for operating EDGAR. The Trading and Markets division oversees self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and Municipal Securities Rulemaking Board (MSRB) and all broker-dealer firms and investment houses. This division also interprets proposed changes to regulations and monitors operations of the industry. In practice, the SEC delegates most of its enforcement and rulemaking authority to FINRA. In fact, all trading firms not regulated by other SROs must register as a member of FINRA. Individuals trading securities must pass exams administered by FINRA to become registered representatives.[11][12] The Investment Management Division oversees registered investment companies, which include mutual funds, as well as registered investment advisors. These entities are subject to extensive regulation under various federals securities laws.[13] The Division of Investment Management administers various federal securities laws, in particular the Investment Company Act of 1940 and Investment Advisers Act of 1940. This division's responsibilities include:[14] assisting the Commission in interpreting laws and regulations for the public and SEC inspection and enforcement staff; responding to no-action requests and requests for exemptive relief; reviewing investment company and investment adviser filings; assisting the Commission in enforcement matters involving investment companies and advisers; and advising the Commission on adapting SEC rules to new circumstances. The Enforcement Division works with the other three divisions, and other Commission offices, to investigate violations of the securities laws and regulations and to bring actions against alleged violators. The SEC generally conducts investigations in private. The SEC's staff may seek voluntary production of documents and testimony, or may seek a formal order of investigation from the SEC, which allows the staff to compel the production of documents and witness testimony. The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority, but may refer matters to state and federal prosecutors. The director of the SEC's Enforcement Division Robert Khuzami left the office in February 2013.[15] Among the SEC's offices are: The Office of General Counsel, which acts as the agency's "lawyer" before federal appellate courts and provides legal advice to the Commission and other SEC divisions and offices; The Office of the Chief Accountant, which establishes and enforces accounting and auditing policies set by the SEC. This office has played a role in such areas as working with the Financial Accounting Standards Board to develop Generally Accepted Accounting Principles, the Public Company Accounting Oversight Board in developing audit requirements, and the International Accounting Standards Board in advancing the development of International Financial Reporting Standards; The Office of Compliance, Inspections and Examinations, which inspects broker-dealers, stock exchanges, credit rating agencies, registered investment companies, including both closed-end and open-end (mutual funds) investment companies, money funds. and Registered Investment Advisors; The Office of International Affairs, which represents the SEC abroad and which negotiates international enforcement information-sharing agreements, develops the SEC's international regulatory policies in areas such as mutual recognition, and helps develop international regulatory standards through organizations such as the International Organization of Securities Commissions and the Financial Stability Forum; The Office of Investor Education and Advocacy, which helps educate the public about securities markets and warns investors of fraud and stock market scams; The Office of Economic Analysis, which helps the SEC estimate the economic costs and benefits of its various rules and regulations; and The Office of Information Technology, which supports the Commission and staff in information technology, including application development, infrastructure operations. and engineering, user support, IT program management, capital planning, security, and enterprise architecture. The Inspector General. The SEC announced in January 2013 that it had named Carl Hoecker the new inspector general.[16][17] He has a staff of 22. https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
https://wn.com/What_Is_The_Securities_Exchange_Commission_Is_It_Effective_U.S._Finance
SEC - The United States Securities And Exchange Commission

SEC - The United States Securities And Exchange Commission

  • Order:
  • Duration: 3:01
  • Updated: 17 Feb 2015
  • views: 3928
videos
What is SEC? The United States Securities and Exchange Comission was founded years and years ago to protect participants of the stock market. SEC offers services for investors and traders. You can use SEC EDGAR search to find financial information about any public stock. The United States Securities and Exchange Commission was create to protect participants of the stock market and to regulate buying and selling processess.
https://wn.com/Sec_The_United_States_Securities_And_Exchange_Commission
SEC - Security & Exchange Commission - USA

SEC - Security & Exchange Commission - USA

  • Order:
  • Duration: 1:48
  • Updated: 07 Mar 2016
  • views: 2112
videos
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission - USA” The Securities Exchange Act of 1934 governs the way in which the nation's securities markets and its brokers and dealers operate. When the stock market crashed in October 1929, so did public confidence in the U.S. markets. Congress held hearings to identify the problems and search for solutions. Based on its findings, Congress – in the peak year of the Depression – passed the Securities Act of 1933. The following year, it passed the Securities Exchange Act of 1934, which created the SEC. The SEC has four major divisions. 1. The Division of Corporation Finance ensures corporate disclosure of important information to the investing public. 2. The Division of Trading and Markets ensures fairness, order and efficiency in market activities. 3. The Division of Investment Management helps protect investors and encourages capital formation through oversight and regulation of the investment management industry. 4. The Division of Enforcement investigates securities law violations and initiates civil and criminal actions. The SEC is composed of five commissioners appointed by the U.S. President and approved by the Senate. The statutes administered by the SEC are designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. Generally, most issues of securities offered in interstate commerce, through the mail or on the internet must be registered with the SEC. By Barry Norman, Investors Trading Academy - ITA
https://wn.com/Sec_Security_Exchange_Commission_USA
I called the Securities & Exchange Commission. What they told me was SHOCKING !

I called the Securities & Exchange Commission. What they told me was SHOCKING !

  • Order:
  • Duration: 6:13
  • Updated: 15 Aug 2014
  • views: 13742
videos
I wanted to know if a purchase of a stock i wanted to make would violate insider trading laws. more than a month ago I met with a company who wanted to invest in one of my portfolio companies. We never discussed their business. Only ours. But I liked the company. The next week their stock fell significantly after their earnings report. It was now at a price I wanted to buy it.The only non public information i have is that they have an interest in one of my companies. Would it be insider trading if i bought the stock ? I called the SEC to see if I could get this question answered. What I found shocked even me.
https://wn.com/I_Called_The_Securities_Exchange_Commission._What_They_Told_Me_Was_Shocking
Mark Cuban: SEC Is Worthless | CNBC

Mark Cuban: SEC Is Worthless | CNBC

  • Order:
  • Duration: 2:33
  • Updated: 10 Dec 2014
  • views: 11610
videos
Billionaire and NBA owner Mark Cuban talks about the SEC investigation of him that occurred under Christopher Cox's leadership. » Subscribe to CNBC: http://cnb.cx/SubscribeCNBC About CNBC: From 'Wall Street' to 'Main Street' to award winning original documentaries and Reality TV series, CNBC has you covered. Experience special sneak peeks of your favorite shows, exclusive video and more. Connect with CNBC News Online Get the latest news: http://www.cnbc.com Find CNBC News on Facebook: http://cnb.cx/LikeCNBC Follow CNBC News on Twitter: http://cnb.cx/FollowCNBC Follow CNBC News on Google+: http://cnb.cx/PlusCNBC Follow CNBC News on Instagram: http://cnb.cx/InstagramCNBC Mark Cuban: SEC Is Worthless | CNBC
https://wn.com/Mark_Cuban_Sec_Is_Worthless_|_Cnbc
Checking SEC-registered companies

Checking SEC-registered companies

  • Order:
  • Duration: 0:43
  • Updated: 05 Jun 2015
  • views: 3570
videos
A short HOW-TO video on checking SEC-registered online companies like Bizmates Philippines, Inc.
https://wn.com/Checking_Sec_Registered_Companies
The Securities Exchange Commission: Priorities Going Forward

The Securities Exchange Commission: Priorities Going Forward

  • Order:
  • Duration: 50:23
  • Updated: 11 Sep 2017
  • views: 342
videos
September 5, 2017 Hosted by: the Institute for Corporate Governance and Finance, the Program on Corporate Compliance and Enforcement, and the Pollack Center Panelists: Jay Clayton, Chairman, Securities and Exchange Commission Stephanie Avakian, Co-Director, Division of Enforcement Steven Pekin, Co-Director, Division of Enforcement Peter Driscoll, Acting Director, Office of Compliance Moderators: Jennifer Arlen, Norma Z. Paige Professor of Law, Co-Director, Program on Corporate Compliance and Enforcement Edward Rock, Professor of Law, Director, Institute for Corporate Governance and Finance
https://wn.com/The_Securities_Exchange_Commission_Priorities_Going_Forward
Finding and Understanding SEC Documents

Finding and Understanding SEC Documents

  • Order:
  • Duration: 4:20
  • Updated: 05 Mar 2014
  • views: 4247
videos
This video will teach you about the most common types of Securities and Exchange Commission (SEC) filings and will demonstrate how to use the EDGAR database (http://www.sec.gov/edgar.shtml) to conduct research about public companies.
https://wn.com/Finding_And_Understanding_Sec_Documents
Work at the Securities and Exchange Commission

Work at the Securities and Exchange Commission

  • Order:
  • Duration: 3:42
  • Updated: 09 Jan 2009
  • views: 10356
videos
The SEC is looking for the best and brightest to help strengthen their team in order to better serve as the investor's advocate. A career with the Securities and Exchange Commission offers . . . Work that is exciting, challenging and meaningful. Experience working on cutting edge issues and an opportunity to make a difference for investors in America. Careers that broaden and deepen your already accomplished knowledge, skills and abilities. Opportunity to contribute to the future of investing in the United States. A challenging environment to work and learn with the nation's experts. Benefits, compensation, training, career expansion and a balance with your personal life.
https://wn.com/Work_At_The_Securities_And_Exchange_Commission
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission...

Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission...

  • Order:
  • Duration: 0:00
  • Updated: 31 Jan 2018
  • views: 325
videos
BTC: 174V3C7GThSEU4rVsaqEfCfwUCYFRWhe1y LTC: LS15CiYM4e7H5vWicByhvMUbBGvrBav83g ETH: 0x942554b0afcc2cd40596f8e0bfa2eaf220094a72
https://wn.com/Virtual_Currencies_The_Oversight_Role_Of_The_U.S._Securities_And_Exchange_Commission...
Bitconnect United States Securities Exchange

Bitconnect United States Securities Exchange

  • Order:
  • Duration: 5:45
  • Updated: 06 Feb 2018
  • views: 1120
videos
Had a meeting this morning with the United States Securities Exchange Commission. It is confidential so I can't speak about it but they are on the job.
https://wn.com/Bitconnect_United_States_Securities_Exchange
The SEC to Save Crypto? Incoming SUPER BULLISH News

The SEC to Save Crypto? Incoming SUPER BULLISH News

  • Order:
  • Duration: 7:45
  • Updated: 06 Feb 2018
  • views: 2080
videos
💙 Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission set to meet. Witness panel testimonies are super bullish! 🤑 My Favourite Exchange: https://goo.gl/xvvjrt 🤗 KuCoin: https://goo.gl/aC6Z7d 💰 Buy Bitcoin Through Coinbase: https://goo.gl/KNeSvo 🔒 Recommended Wallet - Ledger Nano S: https://goo.gl/ejMrcu 🙃 More of me: ◆ Join the Slack Community!: www.ichatcrypto.com ◆ onG Social: https://ong.social/cryptodaily ◆ Steemit: https://steemit.com/@crypto-daily ◆ Instagram: @crypto_daily ◆ Twitter: https://twitter.com/Crypto_Daily ◆ Facebook: https://www.facebook.com/thecryptodaily/ ⚡ No donations accepted, but if you'd like to support me, please throw this video a like! ⭐ Links! ◆ SEC Testimonies: http://bit.ly/2nvrsHQ ◆ Summary of What They Contain: http://bit.ly/2E55s1k 🤣 Clips! Superbowl Takedown: https://www.youtube.com/watch?v=DSlhhheVzEs 💬 I am not a financial adviser and this is not financial advice. I'm just a humble man with a great passion for all things block-chain, even tangle and block-lattice.
https://wn.com/The_Sec_To_Save_Crypto_Incoming_Super_Bullish_News
The Only Thing Working At The SEC Is The Revolving Door

The Only Thing Working At The SEC Is The Revolving Door

  • Order:
  • Duration: 9:02
  • Updated: 13 Apr 2014
  • views: 40810
videos
"A lawyer from America's Securities and Exchange Commission (SEC) has launched a broadside against his bosses during a leaving speech, accusing them of being too soft on wayward Wall Street chiefs in the wake of the 2008 credit crisis. James Kidney, who retired from the SEC this month after 24 years with the organisation, said in his leaving speech that his bosses had been too 'tentative and fearful' when tackling the behaviour of banking giants. As around 70 SEC lawyers and alumni looked on, Mr Kidney bemoaned the SEC's focus on being polite."* Steve Oh, Jimmy Dore (The Jimmy Dore Show), Malcolm Fleschner (Executive Producer, The Point) and Jackie Koppell break it down. *Read more here from Ted Thornhill / Daily Mail: http://www.dailymail.co.uk/news/article-2600475/Too-tentative-fearful-SEC-attorney-blasts-OWN-bosses-accusing-failing-rein-Wall-Street-leaders-financial-crisis.html ********** The Largest Online News Show in the World. Hosted by Cenk Uygur and Ana Kasparian. LIVE STREAMING weekdays 6-8pm ET. Young Turk (n), 1. Young progressive or insurgent member of an institution, movement, or political party. 2. Young person who rebels against authority or societal expectations. (American Heritage Dictionary) The Young Turks (Winner - Best Political Podcast & Best Political News Site of 2009) were the first original talk show on Sirius satellite radio and the first live, daily webcast on the internet. But that is not the revolution. We are a rare show that combines all of the news that people care about in one place. We are not afraid to talk about politics and entertainment and sports and pop culture. But that is not the revolution either. The real revolution is in daring to be honest with people. We don't patronize our viewers or lie to them. We have real conversations and deliver the news honestly. Download audio and video of the full two hour show on-demand + the members-only post game show by becoming a member at http://www.tytnetwork.com/tytmembership. Your membership supports the day to day operations and is vital for our continued success and growth. Join The Young Turks Network mailing list https://www.tytnetwork.com/secure/sign-up-free/ or Support The Young Turks by Subscribing http://www.youtube.com/user/theyoungturks?sub_confirmation=1 Like Us on Facebook: http://www.facebook.com/TheYoungTurks Follow Us on Twitter: http://www.twitter.com/TheYoungTurks Support TYT for FREE by doing your Amazon shopping through this link (bookmark it!) http://www.amazon.com/?tag=theyoungturks-20 Get your TYT Merch: http://shoptyt.com or http://theyoungturks.spreadshirt.com/
https://wn.com/The_Only_Thing_Working_At_The_Sec_Is_The_Revolving_Door
The United States Securities and Exchange Commission (SEC) Investigations

The United States Securities and Exchange Commission (SEC) Investigations

  • Order:
  • Duration: 2:46
  • Updated: 07 Aug 2017
  • views: 161
videos
Understanding the SEC and what may trigger an SEC investigation are important considerations for foreign investors. Having your company investigated by the SEC is something any investor should avoid at all costs. Mayer Brown partner Richard Rosenfeld shares tips for avoiding such an investigation.
https://wn.com/The_United_States_Securities_And_Exchange_Commission_(Sec)_Investigations
Securities and Exchange Commission (Philippines)

Securities and Exchange Commission (Philippines)

  • Order:
  • Duration: 2:35
  • Updated: 08 Dec 2015
  • views: 2008
videos
See Securities and Exchange Commission for other similarly named organizations in other countries The Securities and Exchange Commission is the agency of the Government of the Philippines responsible for regulating the securities industry in the Philippines. The SEC is an agency within the Office of the President of the Philippines. This video is targeted to blind users. Attribution: Article text available under CC-BY-SA Creative Commons image source in video
https://wn.com/Securities_And_Exchange_Commission_(Philippines)
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission

Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission

  • Order:
  • Duration: 2:11:18
  • Updated: 07 Feb 2018
  • views: 76
videos
Virtual Currencies: The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Commission This is a video I believe anyone investing or getting into cryptocurrency should watch, understand, and learn. This meeting alone has been one of the reasons that nearly all cryptocurrencies are rising. The government can not regulate and is having problems with their own internal guidelines and rules for stocks, bonds, 401k, currency, and a whole bunch more. Why are they getting their hands into cryptocurrency? They do not have anything under control now. Should they start regulating Pokemon Cards as well? Some really good points being brought up for example with Russia and India wanting to create their own Cryptocurrency how will the United States try and regulate it. (Kinda funny the USA regulating a Russian or Indian currency... Good luck) I get the primary concern is ICO and Money Laundering. But it seem the US is about to go toe to toe with other countries and trying to enforce their regulation. No one controls Bitcoin and to them they think of this as an opportunity to tax people and make money. But they are finding out their hands are tied and no one supports what they want. Things are looking good for Bitcoin and Blockchain Technology. ---------- Crypto News TV Information ---------- **Crypto News TV Telegram Chat** http://bit.ly/2nokwzk **FREE $10 in Bitcoin on Coinbase** http://bit.ly/2ipXsdU **Receive FREE Bitcoin 100% Free** http://bit.ly/2jDB0hL **Cryptocurrency Podcast on iTunes** http://apple.co/2mNKdZT Contact Info: Website: https://cryptonewstv.com/ IG: https://www.instagram.com/cryptonewstv/ Donations: BTC: 171SaTtfo6byG3QYCkh8twyu7koDbHuM4J ETH: 0xA51829b418FEdBeadbdc90cc3474026e46EaDC1e NEO: AQ9iBvwu3hwzmdKR5D3ejg2suHQXrbMFcL
https://wn.com/Virtual_Currencies_The_Oversight_Role_Of_The_U.S._Securities_And_Exchange_Commission
What is the Securities and Exchange Commission?

What is the Securities and Exchange Commission?

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  • Duration: 2:02
  • Updated: 10 Jun 2016
  • views: 219
videos
http://thebusinessprofessor.com/what-is-the-securities-and-exchange-commission/ What is the Securities and Exchange Commission?
https://wn.com/What_Is_The_Securities_And_Exchange_Commission
Keynote Speakers: Securities and Exchange Commission

Keynote Speakers: Securities and Exchange Commission

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  • Duration: 1:03:51
  • Updated: 15 Dec 2017
  • views: 564
videos
Nadia Brannon - Member at Distributed Ledger Technology Working Group, SEC Nadia is an econometrician by training and is a certified fraud examiner. Prior to SEC, she was an executive director with Ernst & Young in San Francisco where she led forensic data analytics practice. Zachary Fallon - Special Counsel in the Office of Small Business Policy, SEC Zachary joined the SEC in 2009 as an Attorney-Advisor in the Office of the General Counsel, and most recently served as Senior Special Counsel to the Director of the Division of Corporation Finance. Victor Hong - Senior Counsel in the Division of Enforcement, SEC Victor has extensive experience investigating and litigating potential securities law violations. Beforehand, he was in private practice with a large New York law firm and a law clerk on the Second Circuit Court of Appeals. Scott Walker - Attorney-Advisor in the Office of Compliance Inspections and Examinations, and member of Distributed Ledger Technology Working Group, SEC Scott's primary focus is on Investment Advisers and Investment Companies. Prior to his work as a regulator, Scott was a Corporate Counsel at Barclays and BlackRock.
https://wn.com/Keynote_Speakers_Securities_And_Exchange_Commission
Introduction to The Securities And Exchange Commission of Pakistan (SECP)

Introduction to The Securities And Exchange Commission of Pakistan (SECP)

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  • Duration: 23:52
  • Updated: 18 Oct 2017
  • views: 632
videos
This video production is presented by London View Chambers, a set of Barristers' Chambers that is headquartered in London. The Barristers at London View Chambers specialise, amongst other areas of law, in financial regulation and compliance in European, North American and Asian continents. The Securities and Exchange Commission of Pakistan is the regulator of corporate sector, capital markets, insurance sector and Non-bank Finance Corporations (NBFCs) in Pakistan. SECP is a large organisation with an array of departments and has an army of staff. It is getting even bigger, more efficient and more organised. This video explains SECP's structure, the hierarchy of its officers, the working of various departments and their inter-relationship. A production of LONDON ART & MEDIA
https://wn.com/Introduction_To_The_Securities_And_Exchange_Commission_Of_Pakistan_(Secp)
Security Exchange Commission Requirement for Registration and Additional Requirements for Registrati

Security Exchange Commission Requirement for Registration and Additional Requirements for Registrati

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  • Duration: 3:52
  • Updated: 14 Nov 2014
  • views: 1607
videos
https://wn.com/Security_Exchange_Commission_Requirement_For_Registration_And_Additional_Requirements_For_Registrati
The Securities Act of 1933 and the Securities Exchange Act of 1934

The Securities Act of 1933 and the Securities Exchange Act of 1934

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  • Duration: 7:31
  • Updated: 20 Aug 2017
  • views: 1590
videos
This video discusses how the Securities Act of 1933 and the Securities Exchange Act of 1934 affected financial accounting in the United States. These acts created the Securities and Exchange Commission (SEC) and require publicly-traded companies to be registered with the SEC. Publicly-traded companies must file an annual report (the 10-K), a quarterly report (the 10-Q), and a report whenever there is a material event (the 8-K) such as a bankruptcy, change of ownership, etc. This significantly increased the regulation for public companies in the U.S. and increased protections for investors. Edspira is your source for business and financial education. To view the entire video library for free, visit http://www.Edspira.com To like Edspira on Facebook, visit https://www.facebook.com/Edspira To sign up for the newsletter, visit http://Edspira.com/register-for-newsletter Edspira is the creation of Michael McLaughlin, who went from teenage homelessness to a PhD. The goal of Michael's life is to increase access to education so all people can achieve their dreams. To learn more about Michael's story, visit http://www.MichaelMcLaughlin.com To follow Michael on Twitter, visit https://twitter.com/Prof_McLaughlin To follow Michael on Facebook, visit https://www.facebook.com/Prof.Michael.McLaughlin
https://wn.com/The_Securities_Act_Of_1933_And_The_Securities_Exchange_Act_Of_1934
Bangladesh Securities and Exchange Commission

Bangladesh Securities and Exchange Commission

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  • Duration: 9:15
  • Updated: 05 Jan 2017
  • views: 315
videos
Video on capital market
https://wn.com/Bangladesh_Securities_And_Exchange_Commission
The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Tra

The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Tra

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  • Duration: 0:00
  • Updated: 06 Feb 2018
  • views: 21
videos
The Oversight Role of the U.S. Securities and Exchange Commission and the U.S. Commodity Futures Trading Live stream your amazing moments via DU Recorder . Share games, movies, TV shows and matches with more people: Android : https://goo.gl/s9D6Mf iOS : https://goo.gl/uT8CJq
https://wn.com/The_Oversight_Role_Of_The_U.S._Securities_And_Exchange_Commission_And_The_U.S._Commodity_Futures_Tra
Securities and Exchange Commission

Securities and Exchange Commission

  • Order:
  • Duration: 1:29
  • Updated: 28 Apr 2016
  • views: 6
videos
https://wn.com/Securities_And_Exchange_Commission
Securities and Exchange Commission

Securities and Exchange Commission

  • Order:
  • Duration: 2:45
  • Updated: 07 Apr 2016
  • views: 42
videos
https://wn.com/Securities_And_Exchange_Commission
3. Securities and Exchange Commission

3. Securities and Exchange Commission

  • Order:
  • Duration: 0:32
  • Updated: 27 Sep 2016
  • views: 6
videos https://wn.com/3._Securities_And_Exchange_Commission
Securities and Exchange Commissions

Securities and Exchange Commissions

  • Order:
  • Duration: 3:10
  • Updated: 07 Feb 2014
  • views: 5
videos
https://wn.com/Securities_And_Exchange_Commissions
Securities and Exchange Commission

Securities and Exchange Commission

  • Order:
  • Duration: 3:41
  • Updated: 05 Feb 2014
  • views: 52
videos
https://wn.com/Securities_And_Exchange_Commission